The Financial advice update is a round-up of regulatory developments and issues affecting financial advice. It covers all areas of financial advice regulation and includes a broad range of content relevant to Australian financial services (AFS) licensees who are advice licensees and financial advisers. The topics of this update are:
maintaining accurate records on the financial advisers register
assessing adviser qualifications
ASIC’s review of cold calling for superannuation switching business models
cyber security – third-party exposure
financial adviser registration
Report 779 Superannuation and choice products: What focus is there on performance? provisional relevant providers, and
keeping up to date with financial advice news.