Capital markets executive with depth of experience in a broad array of leadership positions. Founder/CIO of a hedge fund and a provincially licensed Portfolio Manager with core competency in a wide set of asset classes and AUM in excess of $100mm. CEO of US registered broker-dealers with responsibility for institutional equity and fixed-income sales, risk management, compliance and operations. Recognized pioneer and authority, and frequent media commentator, on alternative investments and corporate governance in Canada. Leader and mentor of research, sales and trading teams and internship programs. Marketer of complex alternative investment opportunities. Lawyer admitted to the Bar of NY specializing in securities and commercial law. Officer and Director of several charitable and community endeavors. Authorized to work in the US and Canada. Open to business travel and relocation.