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LPNEWS

Statement On Enhancing Order Handling Disclosures, Brett Redfearn, Director, Sec Division Of Trading And Markets, Nov. 2, 2018

by mondovisione.com posted 2months ago 165 views
Today, for the first time in eighteen years, the Commission has amended its order handling and routing disclosure rules for brokers. [1] During this time, technology and innovation have transformed the manner in which stock orders are handled, routed, and ultimately executed. In 2000, a large proportion of stock orders were routed to a few, mostly manual, trading centers, and it was rare that such orders would be re-routed to other venues.

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