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Advisers Can Vaporize Your Money But Have No Insurance To Pay You Back

by marketwatch.com posted 4months ago 36 views
Big advisory firms have coverage, but small ones? Not so much. : The worst nightmare for individual investors is a financial adviser who loses a big chunk of their life savings on a wild bet. It turns out that such a fate is more than just a bad dream. Too many investors are waking up to the fact that it’s a harsh reality. Many large registered investment advisory firms, also called RIAs, buy “errors and omissions” insurance.

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