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Posted on: March 11, 2016, 10:30 a.m.
The SEC prevailed in its insider trading/tipping case against two New York brokers were Newman and its tipping standard was a key issue. SEC v. Payton, Civil Action No. 14 civ 4644 (S.D.N.Y.). On Monday a jury in New York found in favor of the SEC...By: Dorsey & Whitney LLP Full investment news article